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Registered Securities Principal
Austin B.

153 hours tutoring

Your first lesson is backed by our Good Fit Guarantee

Hourly Rate: $45
Response time: 6 hours
Austin B.'s Photo

Registered Securities Principal
Registered Securities Principal
Austin B.

153 hours tutoring

Your first lesson is backed by our Good Fit Guarantee

153 hours tutoring

Your first lesson is backed by our Good Fit Guarantee

About Austin


Bio

I have a degree in Economics from Butler University. I graduated in 2011. Since that time, I have worked for a number of registered broker-dealer firms as well as SEC registered investment advisory firms. I currently hold six securities licenses. I currently work in a compliance and supervisory role with a large investment firm. My daily tasks entail ensuring that my network of advisors (approximately 300) are conducting their businesses in a way that is compliant with all regulatory,...

I have a degree in Economics from Butler University. I graduated in 2011. Since that time, I have worked for a number of registered broker-dealer firms as well as SEC registered investment advisory firms. I currently hold six securities licenses. I currently work in a compliance and supervisory role with a large investment firm. My daily tasks entail ensuring that my network of advisors (approximately 300) are conducting their businesses in a way that is compliant with all regulatory, federal, and state laws.

Since my initial securities registration in 2011, I have tutored several students (primarily in 1x1 environments). These students are either in the process of obtaining their first securities license; or have been recently registered and desire to further develop their understanding of more complex topics as they relate to their roles. Most of my students in the past have been in their early 20s to early 30s.

I believe any tutoring relationship starts with identifying the student's initial level of understanding. It is also crucial for the tutor to be welcoming and to proceed at a pace that is comfortable and coherent to the student. In the past, I find students benefit from visual guides and relatable analogies that assist in reinforcing more complex concepts.


Education

Butler University
Economics

Policies


Schedule

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Approved Subjects

Business

Series 7

Series 7

Supervisory Principal holding Series 7, 24, 66, 4, 52, and 53.

Test Preparation

Series 7

Series 7

Supervisory Principal holding Series 7, 24, 66, 4, 52, and 53.

Ratings and Reviews


Rating

5.0 (69 ratings)
5 star
(69)
4 star
(0)
3 star
(0)
2 star
(0)
1 star
(0)

Reviews

Thank you Ausitn !

Austin is very Knowledgeable. Passed the Series 7 with his help. Highly recommend. Went over the important areas of the exam. Thank you for everything you did to help me on my path!

Devan, 2 lessons with Austin

Knowledgeable and patient tutor!

Austin took his time and made sure I comprehended the material. From start to finish, he worked with me on problems and any difficulties I was having. Highly recommend!

Matthew, 3 lessons with Austin

Personable and very knowledgeable!

I did 4 or 5 lessons with Austin in the final week and a half of prepping for my series 7. Although I was getting options questions for right part, I wasn’t confident when selecting answers. Austin is to the point and taught me quite a few handy tricks/ways to go from hoping I’m right to knowing hedging, spreads, and straddles without a doubt. Even helped me with index options, import/export, some municipal bond math and other stuff that’s nuance on the 7. One thing I appreciated the most is his efficiency - he doesn’t try to waste time and drag the lesson out. It’s great to know someone has your best interest in mind and not just $.

Anish, 4 lessons with Austin

Great experience

Austin is very knowledgeable, patient and relatable. I felt very comfortable & he provided me with a good foundation for me to be able to pass the series 9 in only a couple lessons. Thank you!

Maria Carolina, 2 lessons with Austin

Very knowledgeable and helpful.

Hands on approach and both open to using my sample questions or he also had plenty of his sample questions to offer. We focused on margin and options, and he was excellent at helping me improve in both.

Jonathan, 4 lessons with Austin

Sie

Explains the verbiage and clear understanding of various steps of long and short calls and puts. Also puts and BE, Max Loss and Gain. Various ways to look at explanations

Rachel, 5 lessons with Austin

very Knowledgeable

Austin knows his stuff and is very good at making the lesson based on your skill level. He also some great tips and tricks!

Creighton, 2 lessons with Austin
Hourly Rate: $45
Response time: 6 hours
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